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Nederlands Buitenlands   Alles  Titel  Auteur  ISBN        
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Michael T. Curley

Barron`s Stockbroker Examination

Series 7

€ 27.54



Taal / Language : English

Inhoudsopgave:
Introduction
A Message from the Author vii
Registering for the Exam viii
Helpful Hints viii
Corporate Securities
Basic Corporate Structure
1(1)
Common Stock
2(6)
Preferred Stock
8(5)
Corporate Bonds
13(10)
Chapter 1 Examination
23(7)
Answers
30(3)
U.S. Government and Agency Securities
U.S. Government Obligations
33(4)
U.S. Government Agency Securities
37(1)
Description of Government Agencies
38(2)
U.S. Government Agency Securities and Money Market Instruments
40(3)
Collateralized Mortgage Obligations--CMOs
43(6)
Chapter 2 Examination
49(6)
Answers
55(3)
Municipal Securities
Types of Municipal Securities
58(7)
Market for Municipal Securities
65(6)
Calculations
71(6)
Federal Legal Considerations
77(6)
Chapter 3 Examination
83(7)
Answers
90(3)
The Securities Act of 1933 -- Underwriting
NASD Established
93(3)
Registered Offerings
96(11)
Chapter 4 Examination
107(8)
Answers
115(3)
Direct Participation Programs and Limited Partnerships
Limited Partnerships
118(5)
Real Estate Limited Partnerships
123(2)
Real Estate Programs
125(1)
Oil and Gas Programs
126(2)
Equipment Leasing Programs
128(2)
The Securities Investor Protection Act and SIPC
130(1)
Taxation: Changes to the IRA Rules
131(3)
Taxation
134(6)
Keogh (HR-10) Plans
140(5)
Chapter 5 Examination
145(8)
Answers
153(3)
NYSE and Over-The-Counter Transactions/NASD
Opening and Handling of Accounts
156(4)
Exchange Regulations
160(2)
Exchange Markets
162(11)
The NASD and the Over-the-Counter Market
173(13)
The Over-the-Counter Market
186(9)
Chapter 6 Examination
195(8)
Answers
203(3)
Investment Companies
Investment Company Act of 1940
206(8)
Regulations Governing the Sale of Investment Company Securities
214(1)
Computations of Yield
215(2)
Prohibited Practices
217(1)
Advertising and Sales Literature
218(1)
Fixed and Variable Annuities
218(5)
Chapter 7 Examination
223(7)
Answers
230(3)
The Federal Reserve and Margin
Federal Reserve System
233(3)
Margin Accounts and Short Sales
236(15)
Chapter 8 Examination
251(7)
Answers
258(4)
Options
Equity Options
262(15)
Index Options
277(1)
Interest Rate Options
278(3)
Foreign Currency Options
281(4)
Chapter 9 Examination
285(7)
Answers
292(3)
Securities Analysis
Financial Statements
295(17)
Financial Statement Formulas
312(1)
Technical Analysis
312(2)
Market Theories
314(3)
Sources of Industry Statistics
317(4)
Chapter 10 Examination
321(6)
Answers
327(8)
General Securities Registered Representative Examination: Series 7 Practice Examinations
Practice Examination 1
Part 1
335(17)
Part 1 Answers
352(7)
Part 2
359(17)
Part 2 Answers
376(11)
Practice Examination 2
Part 1
387(18)
Part 1 Answers
405(8)
Part 2
413(17)
Part 2 Answers
430(9)
Index 439
Extra informatie: 
Paperback / softback
443 pagina's
Januari 2007
703 gram
279 x 216 x 25 mm
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Levertijd: 5 tot 11 werkdagen